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Near Inclusions of von Neumann Algebras Without Small Spatial Embeddings

OpenAI · October 5, 2026

Lean

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Abstract

We give a negative answer to the unrestricted small-spatial-embedding problem for one-sided near inclusions of von Neumann algebras. On separable complex Hilbert spaces, we construct pairs of unital von Neumann algebras with common identity whose one-sided gaps tend to zero. Spatial embeddings of the source into the target exist, but every implementing unitary stays a fixed positive distance from the identity. The obstruction therefore concerns small implementing unitaries, rather than the existence of spatial embeddings.

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Digests and expositions

  • Latent Seminar, Kadison–Kastler stability and its spatial boundaries (expository article, 2026-10-07). Explains all three manuscripts through positive-map correction, the almost-commuting-matrix obstruction, and sequence-algebra spatial rigidity; the article states that it reviews selected proof mechanisms rather than verifying the complete proofs. [family-level]

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Cite

@misc{OAI:Near-Inclusions-of-von-Neumann-Algebras-Without-Small-Spatial-Embeddings-October-5-2026,
  author = {{OpenAI}},
  title = {{Near Inclusions of von Neumann Algebras Without Small Spatial Embeddings}},
  howpublished = {OpenAI Math Release preprint
                  \href{https://github.com/openai/math/blob/main/preprints/Near-Inclusions-of-von-Neumann-Algebras-Without-Small-Spatial-Embeddings-October-5-2026/near-inclusions.pdf}{OAI:Near-Inclusions-of-von-Neumann-Algebras-Without-Small-Spatial-Embeddings-October-5-2026}},
  year = {2026}
}

Lean formalization

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Family 289: Strong Kadison–Kastler stability and its spatial boundaries

Proves that sufficiently close unital von Neumann algebras on the same Hilbert space are conjugate by a unitary arbitrarily close to the identity, with a universal tolerance in the operator-norm distance between unit balls. Counterexamples show that near-identity conjugacy fails for one-sided near inclusions, and that arbitrarily close norm-separable C∗-algebras need not be ambiently unitarily conjugate.

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