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Boundary graph deformations for the spacetime Penrose inequality
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Abstract
We construct graph and conformal deformations of trapped initial-data exteriors in three and four spatial dimensions. The resulting metrics have nonnegative scalar curvature, strictly negative inner mean curvature, a lower bound protecting every enclosing cut, and an arbitrarily small upper error in ADM energy. We also give a direct four-dimensional maximal vacuum construction that retains a noncompact decaying second fundamental form. These constructions give boundary routes to the corresponding numerical Penrose inequalities.
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Comments and discussion
- Hubert Bray, Tuan Dolmen, Marcus Khuri and David Schmidt, Proof of the Penrose Conjecture for Maximally Parameterized Initial Data Sets, Appendix C (arXiv:2610.20559v1, 2026-10-14). Builds a nonnegative-scalar-curvature comparison metric from generalized Schoen–Yau identities, completed at the apparent horizon under a nondegeneracy condition, playing the role of this paper's graph and conformal deformations; its Appendix C discusses checking OpenAI's Penrose series. [family-level]
Formalization
- OpenAI, Spacetime Penrose inequalities: enclosing area, charge, rotation, and anti-de Sitter extensions — Lean scope (release scope documentation, 2026). The family's only formalization covers the end-replacement construction and the Schwarzschild equality examples of the companion CKS/Bondi paper; the graph and conformal deformations of this paper are not formalized. [family-level]
Related prior literature mentioned by others
- Hubert L. Bray and Marcus A. Khuri, P.d.e.'s which imply the Penrose conjecture (arXiv:0905.2622, 2009; Asian Journal of Mathematics, 2011). Bray–Dolmen–Khuri–Schmidt identify this generalized Jang and Schoen–Yau framework as a predecessor when discussing OpenAI's neutral deformation program. [family-level]
News and blogs
- Carlos Toledo, OpenAI's math release: what it claims beyond what it checks (audit, 2026-10-10). Finding G3 distinguishes family 260's supporting Lean results from its headline inequalities. [family-level]
Elsewhere
- Emergent Mind: family 260
Independent sites; their content is not reviewed here.
Cite
@misc{OAI:Boundary-graph-deformations-for-the-spacetime-Penrose-inequality-September-27-2026,
author = {{OpenAI}},
title = {{Boundary graph deformations for the spacetime Penrose inequality}},
howpublished = {OpenAI Math Release preprint
\href{https://github.com/openai/math/blob/main/preprints/Boundary-graph-deformations-for-the-spacetime-Penrose-inequality-September-27-2026/paper.pdf}{OAI:Boundary-graph-deformations-for-the-spacetime-Penrose-inequality-September-27-2026}},
year = {2026}
}Lean formalization
OpenAI provides Lean files for this family: lean/docs/260.md. The Lean statements have not been checked by people against the paper's claims.
Family 260: Spacetime Penrose inequalities: enclosing area, charge, rotation, and anti-de Sitter extensions
Proves the sharp enclosing-area spacetime Penrose inequality for smooth one-ended asymptotically flat initial data in every spatial dimension n ≥ 3, under dominant energy, weak future trapping, positive enclosing area, and the stated decay assumptions. It bounds invariant ADM mass below using minimum enclosing area, with equality rigidity under additional horizon hypotheses. Charged upper-area bounds treat dyonic three-dimensional data; the higher-dimensional purely electric extension uses the matched neutral theorem.
Other papers in this family:
- The spacetime Penrose inequality with charge and original-data rigidity · October 5, 2026
- A Charged Reduction of the Spacetime Penrose Inequality in Spatial Dimensions at Least Four · October 5, 2026
- Spacetime Penrose inequalities: enclosing area, charge, and rigidity · October 5, 2026
- The Kerr–Newman Penrose Inequality for Axisymmetric Electrovacuum Exteriors · October 5, 2026
- Electromagnetic tails and the Kerr–Newman Penrose inequality · October 5, 2026
- The nonmaximal anti-de Sitter Penrose Inequality and original-data rigidity · October 5, 2026
- The Penrose inequality for maximal asymptotically hyperbolic initial data · October 5, 2026
- A local Penrose inequality for conformal perturbations of Schwarzschild–anti-de Sitter data · October 5, 2026
- The spacetime Penrose inequality and enclosing area · September 27, 2026
- Conformal flow and the Riemannian Penrose inequality with minimizing frontiers · September 27, 2026
- Equality and rigidity in the spacetime Penrose inequality · September 27, 2026
- Area-controlled end replacement and the Bondi Penrose inequality in the CKS class · September 27, 2026