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Strict hot spots and absence of interior critical points on smooth simply connected planar domains
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Abstract
We prove the strict hot spots conjecture for smooth bounded simply connected planar domains. More precisely, every nonzero eigenfunction for the first positive Neumann eigenvalue has nonvanishing gradient in the interior, so all its global maxima and minima lie on the boundary. This holds even when the eigenvalue is multiple.
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Notes
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Automatically collected notes (unreviewed)
work in progress
Collected automatically by AI tools (Claude Opus 5.5 and GPT-6 Astra, 2026-10-21) and not checked by a person. May be wrong or incomplete. Report an error.
Follow-up works
- Krzysztof Burdzy, Removing Boundary Smoothness from the Hot-Spots Conclusion in the Simple-Eigenvalue Case (arXiv:2610.12622, 8 Oct 2026). Takes this paper's smooth-domain theorem as an unverified external input and, by exhaustion with conformal images of concentric disks, derives a non-strict hot-spots conclusion on bounded simply connected planar domains with compact Neumann resolvent and simple first positive eigenvalue. [AI-generated per source]
- Haiyun Deng, Changfeng Gui, Xuyong Jiang, Xiaoping Yang, Ruofei Yao, Jun Zou, Symmetry and critical points of second Neumann eigenfunctions on isosceles trapezoids and kites (arXiv:2604.19003v4, 11 Oct 2026). Proves absence of interior critical points on isosceles trapezoids and kites; a "Declaration" added in v4 compares this paper's scope (smooth boundary, excluding polygons with corners) and its Green-kernel multiplier method with the authors' own.
- Jizhou Guo, First Neumann eigenfunctions of convex planar domains attain their extrema on the boundary (GitHub preprint, 2026-10-10). The author's repository describes a deduction from this paper's smooth-domain theorem of non-strict boundary extrema for every first-positive Neumann eigenfunction on bounded convex planar domains, allowing nonsmooth boundary and a double eigenvalue.
- Rami Atar and Krzysztof Burdzy, A starlike 3-dimensional counterexample to the hot spots conjecture (arXiv:2610.19908v1, 2026-10-14). Cites this planar theorem in its introduction and constructs a bounded starlike Lipschitz domain in three dimensions with a simple first positive Neumann eigenvalue and an eigenfunction whose unique global maximum is at the origin.
Comments and discussion
- Krzysztof Burdzy, remarks in Section 1 of arXiv:2610.12622 (arXiv, Oct 2026). Burdzy, who stated the simply connected conjecture in 2005, says he has not assessed this paper's proof and that "The OpenAI model that generated [3] missed the theorem presented in this note"; he also reports that Rodrigo Bañuelos used ChatGPT to generate an almost identical theorem and proof. [AI-generated per source]
Formalization
- mathcommunity/oai-math-revised, lean/docs/369.md (OpenAI math release Lean scope notes, 2026-10-06). States that the Lean formalization proves nonvanishing interior gradient for every nonzero first positive Neumann eigenfunction on nonempty smooth bounded simply connected planar domains, including the multiple-eigenvalue case.
- mathcommunity/oai-math-revised, lean/ComparatorChallenges/HotSpots.lean (release comparator statement). Gives the Lean 4/Mathlib statement
OAI.StrictHotSpots.main_theorem: nonzero gradient, plus strict bounds by the boundary infimum and supremum, for nonzerouin the first Neumann eigenspace of anAdmissibleDomain.
Related prior literature mentioned by others
- Jaume de Dios Pont, Convex sets can have interior hot spots (arXiv:2412.06344, 2024-12-09). Cited by the follow-up works (Burdzy; Deng et al.; Atar–Burdzy) for its counterexamples on convex domains in sufficiently high dimensions, which is context for this paper's restriction to planar domains.
Possibly relevant literature (found by the agent, not checked)
- Jonathan Rohleder, Inequalities between Neumann and Dirichlet Laplacian eigenvalues on planar domains (arXiv:2306.12922, v4 Jun 2025). Introduces a variational principle on simply connected planar Lipschitz domains of the same kind as the tangent-vector-field principle in Section 3 of this paper, whose bibliography cites only Rohleder's arXiv:2106.05224 and the 2024 extended abstract.
Elsewhere
- VibeMathed: Problem record
- Emergent Mind: family 369
Independent sites; their content is not reviewed here.
Cite
@misc{OAI:Strict-hot-spots-and-absence-of-interior-critical-points-on-smooth-simply-connected-planar-domains-September-24-2026,
author = {{OpenAI}},
title = {{Strict hot spots and absence of interior critical points on smooth simply connected planar domains}},
howpublished = {OpenAI Math Release preprint
\href{https://github.com/openai/math/blob/main/preprints/Strict-hot-spots-and-absence-of-interior-critical-points-on-smooth-simply-connected-planar-domains-September-24-2026/main.pdf}{OAI:Strict-hot-spots-and-absence-of-interior-critical-points-on-smooth-simply-connected-planar-domains-September-24-2026}},
year = {2026}
}Lean formalization
OpenAI provides Lean files for this family: lean/docs/369.md. The Lean statements have not been checked by people against the paper's claims.
Family 369: The hot spots conjecture for simply connected planar domains
Proves a strict form of Burdzy's simply connected hot spots conjecture. On every smooth bounded simply connected planar domain, each nonzero eigenfunction for the first positive Neumann eigenvalue has no interior critical point, so all global extrema lie on the boundary. Eigenvalue multiplicity is allowed.
This is the only paper in this family.