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Beyond the Square-Root Exponent for Depth-Three Boolean Circuits
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Abstract
We construct a language in deterministic polynomial time whose n-bit membership function requires $2^{\omega(\sqrt n)}$ gates in an unbounded-fan-in OR–AND–OR circuit. The bound holds at every sufficiently large input length and counts all gates, including the bottom layer.
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work in progress
Collected automatically by AI tools (Claude Opus 5.5 and GPT-6 Astra, 2026-10-21) and not checked by a person. May be wrong or incomplete. Report an error.
Follow-up works
- Nikolai Chukhin, Breaking the Parity Barrier for Constant-Depth Circuits (ECCC TR26-248, 11 Oct 2026). Proves $2^{\Omega((n\log n/\log\log n)^{1/(d-1)})}$ lower bounds for depth-$d$ circuits ($d\ge3$) computing a trilinear mod-2 function, combining this paper's restriction lemma (with a new short proof), Håstad's switching lemma and Calabro–Impagliazzo–Paturi sparsification; ChatGPT and Claude assistance is disclosed in the manuscript.
- Ying Xie, From Signed Restrictions to Lower Bounds at Every Fixed Depth (Zenodo, doi:10.5281/zenodo.23429046, 17 Oct 2026). Extends the depth-three lower bound for this paper's language to every fixed depth $D\ge3$, with bound $2^{\Omega_D((n\log n/\log\log n)^{1/(D-1)})}$, reusing the paper's signed restriction lemma.
- Xin Li and Yan Zhong, Short Point Lists for CNFs and Stronger Constant-Depth Circuit Hardness (arXiv:2610.27127, also ECCC TR26-261, 19 Oct 2026). Uses a short-description CNF decomposition to prove $2^{\Omega_d((n\log n)^{1/(d-1)})}$ lower bounds at every fixed depth $d\ge3$ for three explicit families, including OpenAI's polynomial evaluator with its original parameters; also states, attributing the observation to Chukhin, that this paper's proof implicitly gives $2^{\Omega(\sqrt{n\log\log n/\log\log\log n})}$.
Comments and discussion
- Oded Goldreich, Comments on Breaking the Parity Barrier for Constant-Depth Circuits (Oded's choices no. 437, 2026-10-13). Discusses Chukhin's work as a more accessible development of the OpenAI proof and connects its trilinear target to earlier work on multilinear circuit lower bounds.
Formalization
- OpenAI math release, Lean scope notes for result 112 (mirror on mathcommunity/oai-math-revised) (lean/docs/112.md, 2026). Describes the formalized statement as one fixed polynomial-time language whose exact OR–AND–OR circuit size (unrestricted finite fan-in and sharing) eventually exceeds $2^{A\sqrt n}$ for every fixed $A>0$; no fixed exponent $n^{1/2+\varepsilon}$ is claimed.
- OpenAI, ComparatorChallenges/DepthThree.lean (openai/math, commit adc7f12). Comparator statement
exists_polynomial_time_language_depth_three_lower_boundfor the main theorem (stated withsorryin this file; the proof lives elsewhere in the release's Lean code).
Related prior literature mentioned by others
- Oded Goldreich and Avishay Tal, Matrix Rigidity of Random Toeplitz Matrices (author manuscript, first posted May 2015). Goldreich's comments identify this work's trilinear function, previously studied for canonical depth-three circuits, as the target used in Chukhin's follow-up to the OpenAI result.
Possibly relevant literature (found by the agent, not checked)
- C. Calabro, R. Impagliazzo, R. Paturi, A duality between clause width and clause density for SAT (CCC 2006). Improved sparsification lemma; relevant to the paper's sparse-partition lemma (which uses IPZ01 and DHMTW14) and used by Chukhin in the fixed-depth follow-up.
- A. Golovnev, A. S. Kulikov, R. Williams, Circuit Depth Reductions (arXiv:1811.04828, 2018). Shows every size-$s$ circuit is an OR of $2^{s/3.9}$ 16-CNFs, linking depth-three lower bounds with bounded bottom fan-in (a setting the paper's introduction contrasts with its unbounded-fan-in model) to general circuit lower bounds.
Digests and expositions
- Open Mathematics Courses / Claude Opus 5.5, Depth-three circuits beyond the square root (seven-lesson online course, undated). Presents the paper's restriction expansion, backward counting, sunflower partition, explicit language, hard slices and final lower bound with exercises and solutions; the source states that independent review is incomplete. [AI-generated per source]
Elsewhere
- VibeMathed: Problem record
- Emergent Mind: family 112
Independent sites; their content is not reviewed here.
Cite
@misc{OAI:Beyond-the-Square-Root-Exponent-for-Depth-Three-Boolean-Circuits-September-23-2026,
author = {{OpenAI}},
title = {{Beyond the Square-Root Exponent for Depth-Three Boolean Circuits}},
howpublished = {OpenAI Math Release preprint
\href{https://github.com/openai/math/blob/main/preprints/Beyond-the-Square-Root-Exponent-for-Depth-Three-Boolean-Circuits-September-23-2026/main.pdf}{OAI:Beyond-the-Square-Root-Exponent-for-Depth-Three-Boolean-Circuits-September-23-2026}},
year = {2026}
}Lean formalization
OpenAI provides Lean files for this family: lean/docs/112.md. The Lean statements have not been checked by people against the paper's claims.
Family 112: Beyond the square-root exponent for depth-three circuits
Constructs a single language in deterministic polynomial time whose n-bit membership function requires $2^{\omega(\sqrt n)}$ total gates in unbounded-fan-in OR–AND–OR circuits, at every sufficiently large input length. This crosses the square-root-exponent threshold for explicit depth-three Boolean circuit lower bounds.
This is the only paper in this family.