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An L² Einstein Gap for Nonnegatively Curved Four-Manifolds

OpenAI · October 5, 2026

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Abstract

We prove a universal, scale-invariant L2 gap for the trace-free Ricci tensor on simply connected closed four-manifolds with nonnegative sectional curvature. If the trace-free Ricci energy is sufficiently small, the manifold is diffeomorphic to S4, $\mathbb{CP}^2$, or $S^2\times S^2$. The proof uses the classification of positive-Einstein, nonnegatively curved four-manifolds supplied by the companion zero-plane rigidity theorem, stated explicitly as the classification premise of our result. No auxiliary curvature, volume, diameter, injectivity-radius, or Sobolev bound is required. The conclusion concerns the smooth manifold, not an isometry of the original metric.

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Cite

@misc{OAI:An-L2-Einstein-Gap-for-Nonnegatively-Curved-Four-Manifolds-October-5-2026,
  author = {{OpenAI}},
  title = {{An $L^2$ Einstein Gap for Nonnegatively Curved Four-Manifolds}},
  howpublished = {OpenAI Math Release preprint
                  \href{https://github.com/openai/math/blob/main/preprints/An-L2-Einstein-Gap-for-Nonnegatively-Curved-Four-Manifolds-October-5-2026/einstein-gap.pdf}{OAI:An-L2-Einstein-Gap-for-Nonnegatively-Curved-Four-Manifolds-October-5-2026}},
  year = {2026}
}

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Family 348: Nonnegative-curvature Einstein classification and an L2 topological gap

Classifies closed connected Einstein four-manifolds with positive Einstein constant and nonnegative sectional curvature: up to scaling, their universal Riemannian covers are the round S4, Fubini–Study $\mathbb{CP}^2$, or a product of equal round two-spheres. A closed simply connected nonnegatively curved four-manifold is diffeomorphic to one of these whenever the scale-invariant L2 norm of its trace-free Ricci curvature lies below a universal positive constant.

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